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Client fact-find – Financial security profile

Basic Information:

Preferred Contact Method

Cell phone Home phone Work phone Email

Personal Information:

Employment Information:

Financial Advice:

1. Who plays a role in your financial security plan ? (Example: lawyer, accountant, family)

2. What role do these individuals have in your financial security plan?

Will and power of attorney:

1. Do you have a will?

yes no

2. Do you expect an inheritance?

yes no

3. Do you have a power of attorney?

yes no

Objectives:

1. What are your short-term goals? (Next two years)

2. What are your long-term goals? (Five to 10 years from today)

Notes :

1. Liquidity – What would happen if you needed cash?

2. Retirement – What will your retirement be like?

3. Living benefits – What would happen if your health failed?

4. Financial security at death – What would happen if you died?

Statements to review

Tax returns, including last year’s Notice of Assessment Employer pension statements Life insurance and disability insurance policies Most recent CPP statement (QPP Quebec) Savings bond information Most recent investment statements Budget of personal and living expenses Loan statements (or balance owing) Mortgage information (balance, renewal date, carrier) Credit card balances Employee benefit booklets (group and pension) Pay statements Other relevant documents